Nasdaq queries SEC plan on shareholder proposal exclusions
Nasdaq has raised concerns about – and suggested changes to – the SEC’s plan to update the grounds on which companies may be...
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Regulatory & compliance archive
The week in GRC: SEC’s Gensler defends climate proposal and DoJ targets executive pay in corporate prosecutions
– Reuters reported that Zendesk investor Light Street Capital Management reaffirmed its decision to vote against the software...
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Opinion: SEC (finally) jumps into ESG fund fracas
Asset managers of all stripes have pushed ESG investments, and investors continue to gobble them up. According to Morningstar...
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The week in GRC: US tech companies banned from building China facilities and Target CEO to stay as company drops retirement age
– Reuters reported that Belgian chemicals company Solvay said it plans to cut industrial waste discharged into the sea from soda...
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Understanding the impact of the SEC’s amended proxy rules
New proxy rules introduced by the SEC now require the use of a ‘universal proxy card’ in all non-exempt director election contests...
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Tips for getting your proxy statement together
Give us an outline of your process in terms of major milestones across the year. At Coeur Mining, our process has a regular...
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The week in GRC: SEC approves pay vs performance rule and Apple workers push back on return-to-office policy
– Bloomberg reported that McDonald’s will add Marriott International CEO Anthony Capuano to its board as part of a handful of...
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The week in GRC: Labor leaders worry about NLRB resources and US ESG funds see ‘tepid’ inflows
– The Wall Street Journal reported that the Federal Trade Commission (FTC) under chair Lina Khan is questioning mergers that...
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The week in GRC: S&P 500 sees important board diversity step and data shows gender pay gap starts early in careers
– CNN reported that, for the first time, every company listed on the S&P 500 has at least one racially or ethnically diverse...
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Opinion: DoJ puts CCOs in enforcement firing line
For companies subject to federal criminal enforcement actions in the US, the responsibilities of the CEO and chief compliance...
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