Regulatory & compliance archive

– The Wall Street Journal reported that General Electric’s decision to replace its CEO with a relatively new board member prompted...

United Technologies Corporation (UTC) has agreed to pay almost $14 million to settle allegations it violated the FCPA through...

The SEC has named Anita Bandy and Carolyn Welshhans associate directors in the agency’s enforcement division. In their new roles...

French pharmaceutical company Sanofi has agreed to pay more than $25 million to resolve SEC charges that its Kazakhstan and Middle...

Attorneys at Kohn, Kohn & Colapinto have raised concerns that the SEC is at risk of undermining post-financial crisis efforts to...

The boards of almost 40 public companies face pushback over their apparent opposition to an SEC pilot scheme that would limit the...

– The Wall Street Journal reported that the highest-paid CEO in the retail industry was Stephen Kaufer of the online travel...

The US Senate Banking Committee began proceedings in late June to hear the Corporate Governance Reform Act – also dubbed the Proxy...

Issuers, investors and national stock exchanges are divided over the need for – and process behind the creation of – an SEC pilot...

The Society for Corporate Governance is backing legislative proposals that address proxy advisers and activist investors and, in...