Regulatory & compliance archive

– The Financial Times reported that BlackRock founder and CEO Larry Fink made $28 million last year, up by nearly 10 percent from...

A Canadian gold mining company has agreed to pay $950,000 to settle allegations that it violated anti-corruption legislation by...

The US exchange made famous by its plan to go up against high-frequency traders is calling for regulators to allow companies to...

Companies grappling with the stress and workload of the proxy season got a little good news earlier this month when the SEC gave...

Companies both large and small enter new ventures all the time. Netflix was originally a DVD delivery service, Amazon sold only...

A top securities regular has warned against allowing companies that are going public to use the process to force shareholders to...

Increasing numbers of small-cap companies in the US are considering commissioning research in an effort to offset any negative...

For a company, suing a former director or officer for theft of trade secrets raises a series of thorny questions. Among these is...

– Bloomberg reported that Norway’s $1 trillion sovereign wealth fund – the world’s largest – signaled it will get tougher in...