How Comscore takes a data-based approach to compliance
Comscore is a great example of using technology to move a compliance and ethics program forward. Centralizing and automating its...
Regulatory & compliance archive
Inside RBC’s work to improve corporate governance
Canada’s Office of the Superintendent of Financial Institutions (OSFI) in September 2018 issued a revised corporate governance...
Citibank settles flood-insurance action for $18 million
Citibank has agreed to pay almost $18 million to settle allegations that its Sioux Falls, South Dakota business violated the Flood...
The week in GRC: Harley-Davidson plans to adopt proxy access, and SEC’s Jackson to step down
– Reuters reported that the US Department of Labor has made it tougher for employees of fast-food restaurants or other big...
The week in GRC: SEC releases 2020 exam targets, and banks weigh ESG risks when lending
– Bloomberg reported that Hudson’s Bay Co minority shareholders including Catalyst Capital Group won a battle to obtain a higher...
CII frustrated in seeking SEC proxy adviser data
The Council of Institutional Investors (CII) is finding itself frustrated in its efforts to obtain SEC information about alleged...
CGA rising star discusses his focus on international governance this year
When Marsh & McLennan Companies faced a governance investigation by the Australian Royal Commission, it sent Connor Kuratek to...
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The week in GRC: GOP privacy bill would go beyond CCPA, and Alexion’s board rejects sale push
– Reuters reported that Dutch specialty chemicals maker DSM said its CEO of almost 13 years would step down on February 15 and be...
The pre-Thanksgiving week in GRC: Dems propose tough privacy law, and activist looks to remove Colony Capital CEO
– Reuters reported that Louis Vuitton owner LVMH has agreed to buy Tiffany for $16.2 billion. The deal will boost LVMH’s smallest...
The week in GRC: Activists said to eye peace deals, and companies invest in sanctions compliance
– CNN reported that Hewlett-Packard’s (HP) board of directors unanimously rejected a bid to be acquired by Xerox. The HP board...
