Senators introduce bill to extend whistleblower protection
A bipartisan group of senators this week introduced a bill designed to expand the scope of protection for whistleblowers who bring...
Regulatory & compliance archive
SEC’s Clayton bemoans international anti-graft enforcement
SEC chair Jay Clayton has expressed concern that, in his view, some authorities around the world are not doing what they should to...
Juniper Networks settles FCPA enforcement
Sunnyvale, California-based Juniper Networks has agreed to pay almost $12 million to settle allegations that it violated the FCPA...
Deutsche Bank settles FCPA action over hiring allegations
Deutsche Bank has agreed to pay more than $16 million to settle claims it violated the FCPA through recruitment practices outside...
TherapeuticsMD settles Reg FD action
Boca Raton, Florida-based TherapeuticsMD has agreed to pay a $200,000 penalty to settle allegations it violated Regulation Fair...
SEC disclosure proposal sharpens human capital focus
The inclusion of human capital matters in regulatory plans to revamp corporate disclosures is likely to attract attention and...
The week in GRC: Companies tell investors about gun violence risks, and SEC proposes updated disclosure rules
– CNN reported that HSBC CEO John Flint is stepping down after less than two years in the role. The bank said in a statement that...
CII backs long-term focus of new exchange’s rules
The Council of Institutional Investors (CII) has welcomed plans by a start-up exchange to require member companies to develop...
Citi unit fined over employee screening allegations
Citigroup Global Markets will pay a $1.25 million fine for allegedly failing to conduct timely or adequate background checks on...
CII criticizes dropping smaller company ICFR auditor attestations
The Council of Institutional Investors (CII) has added its voice to those concerned by SEC plans to exempt smaller companies from...
