SEC seeks input on quarterly reporting
Companies may get a better idea this year of potential changes to how and when they report earnings, after the SEC called for...
Regulatory & compliance archive
The week in GRC: PCAOB adopts tougher standards, and Campbell Soup names new CEO
– Reuters reported that Malaysian authorities on Monday filed criminal charges against Goldman Sachs and two of the bank’s former...
The week in GRC: SEC to consider proxy adviser changes; and directors see growing risks, report finds
– The Wall Street Journal reported that US regulators said banks that find problems with legacy compliance programs when testing...
The week in GRC: Marriott reveals huge Starwood cyber-breach, and Deutsche Bank offices raided in AML probe
– The New York Times reported that the board of Mitsubishi Motors removed Carlos Ghosn as chair, a week after he was arrested in...
NYSE opens comp committee exemptions to more companies
The SEC has approved changes to the NYSE’s listed company manual that will enable more smaller issuers to benefit from exemptions...
The week in GRC: Société Générale settles US sanctions allegations, and J Crew CEO steps down
– The New York Times reported that Nissan chair Carlos Ghosn was arrested on Monday after an internal company investigation...
Groups work on non-financial reporting standards alignment
Leading institutions in non-financial reporting – including the Sustainability Accounting Standards Board (SASB), the Climate...
SEC guides on tackling shareholder proposals
On October 23, 2018, the SEC’s Division of Corporation Finance published Staff Legal Bulletin No 14J (SLB 14J), providing...
CEOs back updated governance principles
The CEOs of major public companies and institutional investment firms have signed up to a revised set of principles designed to...
Why board resolutions mustn’t be forgotten
Recordkeeping can be a hassle: it costs money and time to maintain records. But it is a necessary and crucial part of every...
