Better Markets frets SEC’s offering plan amid positive reviews
Business groups and corporate attorneys have welcomed plans that would allow companies to check out interest in their potential...
Regulatory & compliance archive
The week in GRC: Treasury issues sanctions compliance guide, and judge approves SEC-Musk deal
– CNN reported that Anadarko Petroleum announced on Monday it plans to enter merger talks with Occidental Petroleum. The...
Society urges SEC to consider semi-annual reporting option
The Society for Corporate Governance has urged the SEC to maintain flexibility in companies’ approaches to earnings releases – and...
SEC investor advocate cautions on proxy adviser controls
The SEC’s investor advocate has urged the commission not to focus on reforms of the proxy advisory industry, amid growing pressure...
CII targets better ESG and human capital disclosure
The Council of Institutional Investors (CII) has called for action to be taken to improve issuers’ reporting around human capital...
Cleary Gottlieb lawyers eye improvements to quarterly reporting
Attorneys with Cleary Gottlieb Steen & Hamilton have urged the SEC to consider making changes to the quarterly reporting...
Fresenius pays $231 million to resolve FCPA actions
Bad Homburg, Germany-based company Fresenius Medical Care has agreed to pay a total of roughly $231 million to resolve...
CII backs quarterly reporting, but not guidance
The Council of Institutional Investors (CII) has given its support to the existing quarterly reporting model – but has voiced...
Sullivan & Cromwell attorneys back quarterly reporting flexibility
The SEC should avoid imposing additional rigid regulatory restrictions on quarterly earnings disclosure practices, according to...
The week in GRC: FCPA self-reporting program said to make progress, and SEC accuses Volkswagen of fraud
– The Wall Street Journal reported that Barrick Gold and Newmont Mining agreed to form a joint venture, thus cancelling Barrick’s...
