Regulatory & compliance archive
SEC proposes cutting time for activists to reveal positions
How to prepare for potential Russia sanctions
The week in GRC: SEC proposes whistleblower rule changes and BlackRock names new risk chief
The week in GRC: SEC reopens comment process on executive pay rules and ESG experts join Prada board
– CNN reported that activist investor Blackwells Capital in an open letter said it had ‘grave concerns’ about Peloton’s...
Compliance group introduces framework for tackling CCO liability
The National Society of Compliance Professionals (NSCP) has released a framework that it hopes chief compliance officers (CCOs)...
The week in GRC: Banks create group to address climate risks and Engine No 1 eyes diversity and workforce issues
– The Wall Street Journal reported that the SEC is planning to require more transparency from big private companies, with...
Airbnb unit settles Cuba sanctions enforcement
A money services business subsidiary of Airbnb has agreed to pay $91,172.29 to settle its potential civil liability for ‘apparent...
The week in GRC: Investors urge focus on global access to Covid-19 vaccine and Wells Fargo risk chief to retire
– The Wall Street Journal reported that the Financial Accounting Standards Board (FASB) plans to propose new rules on how...
Can markets predict Supreme Court rulings for corporate cases?
What happens when a company’s case goes to the US Supreme Court? How does it influence stock and options prices? And do investors...