Regulatory & compliance archive

– The Wall Street Journal reported that, according to data provider MyLogIQ, 87 percent of companies in the S&P 500 opted for a...

Chinese companies listed in the US are facing a range of serious regulatory challenges right now. Not only has the US government...

As states ease stay at home orders and individuals return to places of work and play, businesses are working hard to reduce the...

– CNBC reported that, according to an SEC filing, McDonald’s is attempting to recoup millions of dollars in compensation it paid...

Greenville, South Carolina-based consumer loan company World Acceptance Corporation (WAC) has agreed to pay $21.7 million to...

– The SEC started investigating trading activity at Kodak last week, following a temporary 2,190 percent increase in the company’s...

The Covid-19 pandemic has spawned a wave of employment litigation directly and indirectly based on related health risks and...

– The Wall Street Journal noted that companies are starting to give investors their first complete look at the effects the Covid...

The SEC yesterday voted to adopt measures governing the proxy advisory industry but drew back from more far-reaching requirements...

The SEC’s proposal to significantly change the thresholds for investors required to submit 13F filings has drawn the ire of...