Regulatory & compliance archive

General counsel should be taking steps to ensure their company is geared up to prevent insider trading that may arise from...

Attorneys from leading Silicon Valley law firms have called on the SEC to allow companies to use electronic signatures in their...

– The Wall Street Journal reported that major US companies are looking into ways to test their employees for Covid-19 before they...

– In an effort to chart the impact of the coronavirus pandemic on corporate America, The Wall Street Journal and MyLogIQ analyzed...

– The Wall Street Journal reported that SeaWorld Entertainment CEO Sergio Rivera resigned from the company having been in the job...

The SEC should extend comment periods on pending initiatives and be wary of taking actions that are not related to the Covid-19...

A collection of almost 50 organizations has called on US financial regulators including the SEC to stop work on new regulations...

Given the rapid acceleration of the Covid-19 pandemic, the first-quarter 2020 reporting season will be the most challenging period...

The SEC’s top enforcers have warned directors and executives against taking advantage of developments arising from the Covid-19...

The Canadian Securities Administrators (CSA) – the umbrella organization for regulatory bodies from 10 provinces and three...