More execs charged with insider trading
The SEC has charged four executives of Steel Technologies, the makers of flat-rolled products, with insider trading of company...
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Regulatory & compliance archive
Timesaver's guide to the UPPO conference
Theory. Practice. Reality. Those three words sum up this year’s Unclaimed Property Professionals Organization (UPPO) annual...
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DoJ: A possible FCPA in Russia?
If successful, this legislation will enhance the country’s overall battle against corruption. Speaking at the Russia and...
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Japanese stocks tumble
Following record trading levels, the Nikkei 225 Index closed down 6.2 percent, with companies involved in nuclear power and...
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Paper addresses corporate governance in India
The case has since come to be known as ‘India’s Enron’ – ironically, Satyam means 'truthful' in Sanskrit – and it’s just one of...
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Gome chairman departure eases tension
Chen Xiao, the chairman of Chinese electronics retailer Gome, has announced his resignation, paving the way for further...
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New product eases e-discovery process
With this new addition, customers will be able to effectively collect and organize data from Microsoft Business Productivity...
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Insider trading: Rajaratnam tried in NYC today
Rajat Gupta, a former Goldman Sachs director, reportedly has been accused of leaking information to Rajaratnam about Goldman, a...
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Beazer CEO forfeits $6.5 million in clawback
The SEC March 4 announced a settlement with McCarthy, who agreed to give back $6,479,281 in cash and stock, which was reflected in...
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SEC moves to mitigate securities action risk
The SEC March 2 voted to reopen the proposed rules designed to strengthen the its oversight of clearing agencies and to mitigate...
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