Maxwell Tech to fork over $14M in settlement
Maxwell Technologies has agreed to pay a total of more than $14 million to federal watchdogs for its alleged violation of the...
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Regulatory & compliance archive
Ex CEO settles foreign bribery allegations
Charges against Innospec, a global specialty chemical company continues to unravel as a new lawsuit filed by the federal regulator...
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SEC to make ABS more transparent
The new rules have been structured to protect investors by providing them with more information regarding asset-backed securities...
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Class action lawsuits continue to soar
The amount of class action securities lawsuits filed in US courts last year significantly increased in the past six months while...
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BNY Mellon unveils regulatory feature
A new library that consists of global financial regulatory changes has been released by BNY Mellon Asset division to help...
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Whistleblower suit against JP Morgan tossed out
A federal judge recently dismissed a whistleblower lawsuit by a former JP Morgan Chase private banker who claims that she was...
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OSC calls for public comment on governance reforms
The Ontario Securities Commission (OSC) has decided to seek comment from the public regarding the role shareholders play when...
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OSC calls for public comment on governance reforms
The Ontario Securities Commission (OSC) has decided to seek comment from the public regarding the role shareholders play when...
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What to do when the FCPA strikes
These four dreaded words have begun evoking fear in the hearts and wallets of business executives across the US and around the...
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Investors initiate litigation against Fortis
International investors are flexing their muscles in a suit against one-time financial services giant Fortis NV, now referred to...
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