Regulatory & compliance PCAOB reissues proposed standards for related party accounting May 08, 2013 By Brad Allen 3 min read The Public Company Accounting Oversight Board this week reissued proposed standards calling for greater auditor focus on related... Read More
Regulatory & compliance Top trends in e-discovery May 05, 2013 By Sheryl Nance-Nash 15 min read Back in the late 1990s when e-discovery was in its infancy, it was mostly dismissed as a passing fad. Boy, was that assumption... Read More
Regulatory & compliance Hedge funds prepare to strengthen compliance programs May 01, 2013 By David Bogoslaw 6 min read Hedge fund and private equity fund managers are considering tougher compliance practices now that their activities have come under... Read More
Regulatory & compliance Ralph Lauren avoids FCPA violation charges on swift action Apr 24, 2013 By Abigail Caplovitz Field 5 min read Designer clothing company Ralph Lauren won’t be prosecuted for bribing Argentine customs officials with cash and gifts worth more... Read More
Regulatory & compliance Data security: a growing problem Apr 15, 2013 By Tami Kamin-Meyer 12 min read Data loss and other data security issues have become top concerns for corporate secretaries and general counsel on the heels of... Read More
Regulatory & compliance RCA hosts regulation, operations and compliance symposia Apr 04, 2013 By Staff writers 1 min read SEC Commissioner Luis Aguilar will deliver a key note address highlighting the top priorities for fund managers and registered... Read More
Regulatory & compliance Preparing for healthcare reform Mar 25, 2013 By Matthew Scott 9 min read Preparing for provisions of the Patient Protection and Affordable Care Act that go into effect on January 1, 2014 presents several... Read More
Regulatory & compliance Volcker: US has an impossible regulatory structure Mar 14, 2013 By Matthew Scott 3 min read Is the regulatory system in the US in need of repair? Former Federal Reserve chairman Paul Volcker thinks so. In a keynote address... Read More
Regulatory & compliance Prepare for more enforcement under a new SEC chief Mar 05, 2013 By David Bogoslaw 4 min read Want tougher enforcement of rules governing financial institutions? That’s what corporations should expect under Mary Jo White... Read More
Regulatory & compliance NLRB rules questioned after appointments are invalidated Feb 13, 2013 By Abigail Caplovitz Field 5 min read When the U.S. Court of Appeals for the D.C. Circuit throws out a year’s worth of National Labor Relations Board (NLRB) decisions... Read More