Regulatory & compliance CSCS chairman seeks five-year plan to fix Canadian proxy system Aug 05, 2012 By Matthew Scott 3 min read David Masse, chairman of the Canadian Society of Corporate Secretaries (CSCS), says the initial meeting he organized in July... Read More
Regulatory & compliance Knight Capital Group errant trading sparks call for market overhaul, preventative measures Aug 05, 2012 By Adam Brown 3 min read Last week the SEC contracted a firm to collect real-time data from US stock exchanges in order to better police high-frequency... Read More
Regulatory & compliance Recalculating human rights risks Jul 29, 2012 By Erik Sherman 9 min read When it comes to human rights issues, Apple is in a no-win situation. Since 2006, it has received heavy criticism over worker... Read More
Regulatory & compliance Morgan Stanley uses its compliance program as a defense Jul 25, 2012 By Thomas Fox 2 min read Recently, Garth Peterson, a former managing director of Morgan Stanley’s real estate business in China, was criminally prosecuted... Read More
Regulatory & compliance Ten events that have changed corporate governance Jul 17, 2012 By Aarti Maharaj 11 min read Ten years ago, corporate governance was still in the concept stage. There wasn’t much information available to the public about... Read More
Regulatory & compliance How JP Morgan is meeting regulatory challenges Jul 10, 2012 By Aarti Maharaj 11 min read When Matthew Biben was promoted to the new role of general counsel for JPMorgan Chase’s consumer businesses, he knew that dealing... Read More
Regulatory & compliance Three ways FCPA compliance officers can better engage operations Jul 04, 2012 By Matt Ellis 4 min read Paper programs alone are insufficient. The Wal-Mart case and others tell us this. Instead, employees throughout a company must... Read More
Regulatory & compliance UK Bribery Act update: one year on Jun 26, 2012 By Aarti Maharaj 2 min read Less than 10 percent of business and legal professionals are concerned about the UK Bribery Act, according to a new Deloitte poll... Read More
Regulatory & compliance Le shareholder spring Jun 24, 2012 By Candice de Monts-Petit 2 min read The shareholder spring is spreading throughout Europe and it seems France is no exception, with unrest over executive pay evident... Read More
Regulatory & compliance The legal impact of Delaware forum selection Jun 10, 2012 By Abigail Caplovitz Field 9 min read In litigation, the first big strategic decision is where to sue. Different courts and states’ laws are perceived as leaning toward... Read More