Regulatory & compliance archive

– The Wall Street Journal reported that the Federal Reserve’s unprecedented move to curb growth at Wells Fargo sent a message that...

A key development for governance professionals in recent years has been that compliance, risk management and strategic issues are...

Eli Lilly & Co has a team of 150 ethics and compliance people around the world, tasked with the mission of driving the integration...

On November 29, 2017, Deputy Attorney General Rod Rosenstein announced the US Department of Justice’s (DoJ) new FCPA corporate...

Broker-dealers will this year face renewed scrutiny of how they prepare for disasters such as severe weather, cyber-attacks and...

In 2017, Voya Financial released a video featuring staffers from its communications team offering lessons to colleagues on staying...

– According to Bloomberg, UK Brexit secretary David Davis said the EU cannot pick and choose which bits of its economic...

Citigroup Global Markets (CGMI) has agreed to pay a total of around $11.5 million to settle allegations that over an almost five...

The EU and the US have very different privacy regimes. Although US privacy laws tend to be sector or topic-specific – such as the...