Atkins to review SEC’s ESG disclosure rules with new lens on materiality
Last month, SEC chairman Paul Atkins delivered testimony before the US House Financial Services Committee, where he confirmed...
Regulatory & compliance archive
DOJ unveils nationwide policy to boost corporate self-reporting
The US Department of Justice (DOJ) has introduced its first department-wide Corporate Enforcement and Voluntary Self-Disclosure...
The week in GRC: SEC outlines crypto oversight rules and draws up voluntary quarterly reporting proposal
This week’s governance, compliance and risk-management stories from around the web – US regulators have taken a major step toward...
NVIDIA joins wave of firms reducing DEI disclosures in annual filings
January saw NVIDIA file its annual report ( form 10‑K) with the SEC, one of the first of the season. The document shows a notable...
As market volatility persists, regulators are sharpening their focus on core enforcement actions
On the latest episode of the Governance Matters podcast, senior reporter Natalie Bannerman runs down the latest stories from...
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New SEC guidance expands tax-efficient options around mutual funds and ETFs for US investors
In January, the SEC under chairman Paul Atkins approved a major change allowing traditional mutual funds to offer ETF share...
Modernizing transfer, custody and exchange operations: a digital reckoning for the capital markets
Capital markets digitized trading decades ago, but the infrastructure governing ownership, voting and settlement still belongs to...
SEC’s new cyber-security rules put boards on the hook
The SEC’s new cyber-security disclosure rules hold boards personally accountable for cyber oversight, intensifying scrutiny and...
The week in GRC: SEC chairman Atkins outlines plans for executive compensation as AT&T sued by NY pension funds
– At a Texas A&M corporate law symposium, SEC chairman Paul Atkins outlined his vision for revitalizing US capital markets and...
Back to basics: New director Margaret Ryan resets SEC enforcement priorities
When SEC director of the Division of Enforcement Margaret Ryan addressed the Los Angeles County Bar Association last week, her...
