Curry defends OCC plans to license fintechs
Thomas Curry Comptroller of the currency Thomas Curry has defended his bureau’s move to license certain technology companies as...
Read More
Boardroom archive
State Street to use proxy voting to put more women on boards
Investment manager State Street Global Advisors (SSGA) is to send letters promoting gender diversity to the companies it invests...
Read More
Fed supervisor looks beyond governance guide on risk
Kevin Stiroh Banks need to combat the risk of bad behavior not just by their boards setting structures and other corporate...
Read More
Groups wary of imposing board-level cyber-requirements
Financial services industry groups want regulators to be cautious about imposing requirements on banks’ boards as they seek to...
Read More
US progress on board diversity lagging, study finds
According to new research, the US has moved backwards in terms of boardroom diversity when compared with Canada and Western Europe...
Read More
Companies urged to fine-tune social media policies
Companies need to draft their social media policies for employees carefully and in a targeted fashion to avoid drawing regulatory...
Read More
Banks and insurers lack data security confidence, survey finds
Just over one in five retail banking and insurance executives (21 percent) are highly confident their firm could detect a data...
Read More
AML teams told to look for wider risks
A top regulator has urged broker-dealers to combine their anti-money laundering (AML) and other compliance efforts to help tackle...
Read More
SEC eases path for filing annual broker-dealer reports
Broker-dealer compliance teams received some good news recently when the SEC took steps to make it easier for them to meet their...
Read More
NY regulator criticizes fintech bank license plan
New York regulators have criticized plans to license certain technology firms offering banking products and services, pointing to...
Read More
