Regulatory & compliance International: changes on the horizon for European governance Jul 31, 2010 By Jeff Cossette 5 min read A new European Commission (EC) Green Paper has launched a summer of debate on corporate governance at financial institutions, and... Read More
Regulatory & compliance Securities act update Jul 31, 2010 By Staff writers 3 min read National Instrument 31-103, now almost a year old, has several provisions that take effect in the next month or two after a long... Read More
Regulatory & compliance Anti-corruption measures Jul 31, 2010 By Staff writers 2 min read It is not just US firms that have to worry about being punished for bribery activity in international jurisdictions. This is the... Read More
Regulatory & compliance Regulating ratings agencies Jun 30, 2010 By Juliette Fairley 6 min read In a 2002 settlement with Eliot Spitzer, Merrill Lynch paid $100 million in fines because the firm’s research analysts allegedly... Read More
Regulatory & compliance Regulatory change Jun 30, 2010 By Michael Wan 2 min read Debate over merging the Restoring American Financial Stability Act 2010 and the Wall Street Reform and Consumer Protection Act... Read More
Regulatory & compliance Web disclosure: proceed with caution May 31, 2010 By Albert Rota 9 min read On April 15, 2010, Google announced that it would provide all of its future financial announcements solely through its investor... Read More
Regulatory & compliance Michael Oxley puts regulatory reform in perspective May 31, 2010 By Brendan Sheehan 9 min read Almost two years after the start of the global financial crisis, the US government has taken its first real steps toward... Read More
Regulatory & compliance Shareholder activism in 2010 May 31, 2010 By Brad Allen 9 min read ‘It’s quiet. Too quiet,’ says Pat McGurn, special counsel at proxy advisory firm RiskMetrics Group, recalling the old movie line.... Read More
Regulatory & compliance XBRL: common dangers Apr 30, 2010 By Brendan Sheehan 3 min read While XBRL may be old hat for some of the largest companies in the US, many of which have been using the electronic tagging system... Read More
Regulatory & compliance Profile: Monica Johnson, director and senior attorney at Burger King Apr 30, 2010 By Katie Feuer 7 min read It may sound like a country & western song, but Burger King’s director and senior attorney Monica Johnson is a self-professed... Read More