Regulatory & compliance Cross-border litigation on the rise, says survey Feb 13, 2014 By Sheryl Nance-Nash 4 min read Gone are the days when a company mostly had to face court battles with competitors or customers who were around the corner or... Read More
Regulatory & compliance Governance Practices Survey: top governance challenges Feb 10, 2014 By Matthew Scott 18 min read Corporate Secretary’s Governance Practices Survey is our first ever study of major issues affecting governance professionals in... Read More
Regulatory & compliance Critical audit matters: weighing the benefits Feb 09, 2014 By Ronald Fink 6 min read The PCAOB’s latest proposal to require auditors to disclose more information in their annual reviews of corporate financial... Read More
Regulatory & compliance Expanding FCPA violations to include commercial bribery Feb 04, 2014 By David Bogoslaw 3 min read With the high-profile investigations into alleged FCPA violations by Walmart and GlaxoSmithKline, companies have become more... Read More
Regulatory & compliance Corzine trial means more scrutiny for top executives Jan 23, 2014 By Matthew Scott 3 min read Last week’s decision by US District Court Judge Victor Marrero to allow the US Commodity Futures Trade Commission (CFTC) lawsuit... Read More
Regulatory & compliance Report says senior managers big cause of data breaches Jan 15, 2014 By Sheryl Nance-Nash 4 min read Maybe ‘tone at the top’ isn’t always a good thing. According to a new survey from Stroz Friedberg, On the Pulse: Information... Read More
Regulatory & compliance Companies lack resources for cross-border investigations: KPMG survey Jan 09, 2014 By Sheryl Nance-Nash 4 min read With regulators stepping up efforts to combat bribery, money laundering and other forms of corruption, companies should be going... Read More
Regulatory & compliance Essential lessons for FCPA compliance audits Dec 19, 2013 By David Bogoslaw 4 min read With government regulators around the world paying closer scrutiny to corporate anti-corruption and bribery policies, companies... Read More
Regulatory & compliance Is tougher SEC enforcement improving governance? Dec 18, 2013 By Matthew Scott 3 min read The SEC announced a record $3.4 billion in monetary sanctions for 2013 – a 10 percent increase over the fines collected in 2012... Read More
Regulatory & compliance Transfer agents in transition Dec 16, 2013 By Matthew Scott 19 min read The transfer agency business is changing rapidly, and issuers need to be aware of how the industry’s evolution will affect their... Read More