The week in GRC: SEC reveals Edgar hack and guides on pay ratio rule
– The New York Times reported that New York Governor Andrew Cuomo proposed regulations that would subject credit reporting...
Regulatory & compliance archive
SunTrust Banks unit settles mutual fund fee case
The investment services subsidiary of SunTrust Banks has agreed to pay more than $1 million to settle allegations that it...
Trump nominates Columbia Law School professor to SEC
Robert Jackson, a prominent professor at Columbia Law School, will be nominated for the SEC’s remaining vacant Democratic...
Groups urge curbs on Nevada fiduciary rules
A coalition of 12 industry groups has called on regulators in Nevada to tread carefully in designing rules to implement a recently...
The week in GRC: Genstar Capital to buy ISS and Mars CEO urges companies to tackle climate change
– The New York Times reported that the Trump administration is examining the labeling of large non-bank financial institutions as...
Hong Kong companies improve governance, research suggests
Corporate governance reports published by companies in Hong Kong suggest that most have complied with the special administrative...
The week in GRC: UK launches corporate governance overhaul, and SEC monitors impact of Hurricane Harvey
– The BBC quoted UK Prime Minister Theresa May as saying companies that pay excessive salaries to senior executives represent the...
T Rowe Price latest to absorb research costs under Mifid II
T Rowe Price has become the latest US asset management firm to announce it will absorb the costs of research when the EU’s new...
The week in GRC: Janet Yellen sticks up for post-financial crisis regulation, Amazon’s takeover of Whole Foods approved by FTC
– A total of 131 class-action securities suits were filed in federal court in the first six months of the year, a historic high...
The week in GRC: Uber wins ruling on customer agreements, and CEOs exit Trump business panels
- The Financial Times reported that, according to people familiar with the matter, European Commission president Jean-Claude...
