CII urges SEC to fix non-Gaap CD&A disclosures
The Council of Institutional Investors (CII) has filed a petition with the SEC urging the agency to fix what it says is a...
Regulatory & compliance archive
SEC approves new tech exchange
The SEC has given the go-ahead for a new US exchange – the Long-Term Stock Exchange (LTSE). Designed for high-growth tech...
The week in GRC: SEC proposes easing smaller companies’ audit burdens, and Kraft Heinz to restate earnings
– CNN reported that Kraft Heinz disclosed it will restate more than two years of financial results after some of its employees...
Better Markets frets SEC’s offering plan amid positive reviews
Business groups and corporate attorneys have welcomed plans that would allow companies to check out interest in their potential...
The week in GRC: Treasury issues sanctions compliance guide, and judge approves SEC-Musk deal
– CNN reported that Anadarko Petroleum announced on Monday it plans to enter merger talks with Occidental Petroleum. The...
Society urges SEC to consider semi-annual reporting option
The Society for Corporate Governance has urged the SEC to maintain flexibility in companies’ approaches to earnings releases – and...
SEC investor advocate cautions on proxy adviser controls
The SEC’s investor advocate has urged the commission not to focus on reforms of the proxy advisory industry, amid growing pressure...
CII targets better ESG and human capital disclosure
The Council of Institutional Investors (CII) has called for action to be taken to improve issuers’ reporting around human capital...
Cleary Gottlieb lawyers eye improvements to quarterly reporting
Attorneys with Cleary Gottlieb Steen & Hamilton have urged the SEC to consider making changes to the quarterly reporting...
Fresenius pays $231 million to resolve FCPA actions
Bad Homburg, Germany-based company Fresenius Medical Care has agreed to pay a total of roughly $231 million to resolve...
