New push to lower 13F filing deadlines
A new effort is under way in the US market to make investment firms disclose their equity holdings in a more timely fashion. The...
Regulatory & compliance archive
The week in GRC: FTC approves ban on non-compete agreements and CEO turnover spikes in Q1
– The Financial Times (paywall) reported that the US Federal Deposit Insurance Corp (FDIC) is developing proposals aimed at...
Get specific on risk: Inside the minds of SEC influencers
When you’ve spent years focused on the depth of numbers in SEC filings, you come to appreciate what transparency really means...
How to take control of your ESG data-management processes, according to reporting experts
As regulators and market operators around the world tighten their requirements for companies’ ESG reporting standards, many...
The week in GRC: SEC delays climate rules during litigation and ISS recommends CEO/chair split at Goldman Sachs
– Reuters (paywall) reported that cloud communications company Twilio appointed a partner at Sachem Head Capital Management to its...
The week in GRC: US to add companies to China import ban list and lateral hiring by law firms fell in 2023
– Reuters (paywall) reported that Boeing’s board has begun the search for a new leader at the company following the tenure of CEO...
The week in GRC: More companies voluntarily disclosing misconduct to DoJ and court temporarily halts SEC climate rules
– The Wall Street Journal (paywall) reported that the Fifth US Circuit Court of Appeals temporarily halted new SEC rules requiring...
The week in GRC: GOP-led states sue over SEC climate rules and DoJ plans to pay more whistleblowers on corporate crime
– The Wall Street Journal (paywall) reported that JetBlue Airways and Spirit Airlines terminated their merger agreement, weeks...
Governance Matters podcast: How entity management can keep your corporate structure efficient and safe
The latest episode of the Governance Matters podcast looks at new Governance Intelligence research that provides actionable...
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FCPA enforcement trends for boards and management to follow in 2024
In 2024, the US Foreign Corrupt Practices Act (FCPA) and related laws will continue to present potentially significant risks...
